Alain Kamagi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alain Kamagi was a registered financial professional .
Alain is a previously registered financial professional and started their career in finance in 2000. Alain had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2018 - June 11, 2019
DMS CAPITAL SOLUTIONS, INC.
March 2, 2011 - October 26, 2016
DABBAH SECURITIES CORP.
January 25, 2010 - August 12, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
March 30, 2000 - April 7, 2008
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 3/29/2000
Limited Registered Representative ExaminationCurrent Firm
DMS CAPITAL SOLUTIONS, INC.
CRD#: 150695 / SEC#: , 8-68283
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
