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JG

John James Glasheen Jr

CRD# 1113449·Registered 1985 - 2023
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John James Glasheen JR, who also goes by Jack Glasheen Jr, John James Glasheen, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1985 - 2023. John had worked at 17 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 14, Series 53, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Glasheen Jr, John James Glasheen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

NEBARI PARTNERS, LLC·CRD# 295859
RIA
New York, NY
May 3, 2023 - December 6, 2023
OMEGA POINT SECURITIES LLC·CRD# 168935
BD
Atlanta, GA
March 4, 2020 - December 6, 2023
DMS CAPITAL SOLUTIONS, INC.·CRD# 150695
BD
New York, NY
August 11, 2017 - August 9, 2019
SOURCE FINANCIAL ADVISORS, LLC·CRD# 164825
RIA
New York, NY
November 10, 2015 - May 22, 2021
ENCLAVE CAPITAL LLC·CRD# 22732
BD
New York, NY
August 12, 2015 - September 10, 2015
MUNIAXIS LEBENTHAL LLC·CRD# 166320
BD
New York, NY
September 3, 2013 - April 7, 2014
LEBENTHAL ASSET MANAGEMENT, LLC·CRD# 146332
RIA
New York, NY
September 17, 2010 - April 4, 2014
LEBENTHAL & CO., LLC·CRD# 145750
BD
New York, NY
August 13, 2010 - April 4, 2014
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
March 17, 2000 - September 12, 2008
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
June 21, 1995 - March 15, 2000
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
New York, NY
May 8, 1992 - June 13, 1995
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
July 19, 1990 - April 20, 1992
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
September 17, 1988 - May 21, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
June 8, 1987 - September 8, 1988
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
June 8, 1987 - September 8, 1988
BAIRD, PATRICK & CO., INC.·CRD# 1149
BD
July 18, 1986 - January 21, 1987
PERSHING LLC·CRD# 7560
BD
November 19, 1985 - July 24, 1986

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Current Firm

NP
NEBARI PARTNERS, LLC

GF CAPITAL, LLC | NEBARI PARTNERS, LLC | NEBARI HOLDINGS

CRD#: 295859 / SEC#: 801-122778
RIA
Registered Investment Advisory firm - SEC (11/29/2021 Approved)

Contact Information

Main Address

667 Madison Avenue, New York, NY 10065

Phone Number

(212) 989-8900

# of Employees

11

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

NEBARI PARTNERS, LLC BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

15

AUM (Assets Under Management)

$509,736,890

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn10/29/2021

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NP
NEBARI PARTNERS, LLC

GF CAPITAL, LLC | NEBARI PARTNERS, LLC | NEBARI HOLDINGS

CRD#: 295859 / SEC#: 801-122778
RIA
Registered Investment Advisory firm - SEC (11/29/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1985About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 2001About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2011About the Series 53 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2000About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Sep 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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