Amy Rowe-stahl

FROST INVESTMENT SERVICES

SPRING, TX 77380

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CRD#: 4143701

Professional summary

Amy Rowe-stahl, who also goes by Amy Rowe Aquel, Amy Rowe Kindred, Amy M. Rowe, Amy Martha Rowe, Amy Martha Rowe-stahl, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Spring, Texas and FROST BROKERAGE SERVICES, INC. located in The Woodlands, Texas.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Amy has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Rowe Aquel | Amy Rowe Kindred | Amy M. Rowe | Amy Martha Rowe | Amy Martha Rowe-Stahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAVE CREEK COMANCHE HILLS PROPERTY OWNERS ASSOCIATION, NOT INV RELATED, ROCKSPRINGS, TX, SECRETARY, START 10/16/2022, FIVE HOURS PER MONTH, ZERO HOURS DURING TRADING, RECORDING MINUTES, MAILINGS, AND INVOICING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Rowe-stahl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

FROST INVESTMENT SERVICES

Office #1: 215 E Shore Dr, Spring, TX 77380

RIA

CRD#: 286129

SPRING, TX

Current

November 2, 2023 - Present

FROST BROKERAGE SERVICES, INC.

Office #1: 215 E Shore Drive, The Woodlands, TX 77380

CRD#: 17465

The Woodlands, TX

Past

July 13, 2021 - October 25, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

THE WOODLANDS, TX

Past

July 9, 2021 - July 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

THE WOODLANDS, TX

Past

July 9, 2021 - October 25, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

THE WOODLANDS, TX

Past

May 16, 2013 - July 9, 2021

BBVA SECURITIES INC.

CRD#: 27060

THE WOODLANDS, TX

Past

February 28, 2013 - July 9, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

THE WOODLANDS, TX

Past

February 27, 2013 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

HOUSTON, TX

Past

December 20, 2011 - February 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CONROE, TX

Past

November 16, 2011 - February 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CONROE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Mexico
(5/9/2024)

Texas
(11/2/2023)

IAR

Texas
(11/2/2023)

Washington
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

111 West Houston Street, San Antonio, TX 78205

Mailing Address

Po Box 2538, San Antonio, TX 78299

Phone number

(210) 220-5000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIS FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,179
AUM (Assets Under Management)	$ 2,976,654,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Amy Rowe-stahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Rowe-stahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

FROST BROKERAGE SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BBVA SECURITIES INC.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FROST INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2011

Series 24

Date: 1/31/2014

FINRA

Current Firm

FROST INVESTMENT SERVICES

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT SERVICES

TRUST BUT VERIFY

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