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RC

Robert P. Covino

VOYA INVESTMENTS DISTRIBUTOR
NEW YORK, NY 10169
Some features on this profile are disabled
CRD#: 4143127
RC

Professional summary

Robert Paul Covino Jr, who also goes by Robert Paul Covino, Robert Covino, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Paul Covino | Robert Covino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Paul Covino Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 18, 2018 - Present

VOYA INVESTMENTS DISTRIBUTOR, LLC

Office #1: 200 Park Avenue, New York, NY 10169
BD
CRD#: 37886
NEW YORK, NY
Past

January 5, 2017 - June 22, 2018

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
NEW YORK, NY
Past

January 2, 2015 - January 12, 2016

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Wilton, CT
Past

June 26, 2003 - January 8, 2015

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
WILTON, CT
Past

April 9, 2001 - December 5, 2001

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

March 24, 2000 - April 9, 2001

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/28/2022)
RR
Alaska
(7/28/2022)
RR
Arizona
(7/28/2022)
RR
Arkansas
(4/30/2020)
RR
California
(7/28/2022)
RR
Colorado
(7/28/2022)
RR
Connecticut
(12/18/2018)
RR
Delaware
(7/28/2022)
RR
District of Columbia
(7/28/2022)
RR
Florida
(12/18/2018)
RR
Georgia
(12/18/2018)
RR
Hawaii
(7/28/2022)
RR
Idaho
(7/28/2022)
RR
Illinois
(12/18/2018)
RR
Indiana
(12/18/2018)
RR
Iowa
(7/28/2022)
RR
Kansas
(7/28/2022)
RR
Kentucky
(12/18/2018)
RR
Louisiana
(7/28/2022)
RR
Maine
(7/28/2022)
RR
Maryland
(12/18/2018)
RR
Massachusetts
(7/28/2022)
RR
Michigan
(12/18/2018)
RR
Minnesota
(12/18/2018)
RR
Mississippi
(7/28/2022)
RR
Missouri
(4/30/2020)
RR
Montana
(7/28/2022)
RR
Nebraska
(7/28/2022)
RR
Nevada
(7/28/2022)
RR
New Hampshire
(7/28/2022)
RR
New Jersey
(12/18/2018)
RR
New Mexico
(7/28/2022)
RR
New York
(12/18/2018)
RR
North Carolina
(7/28/2022)
RR
North Dakota
(7/28/2022)
RR
Ohio
(12/18/2018)
RR
Oklahoma
(7/28/2022)
RR
Oregon
(7/28/2022)
RR
Pennsylvania
(12/18/2018)
RR
Puerto Rico
(7/28/2022)
RR
Rhode Island
(7/28/2022)
RR
South Carolina
(7/28/2022)
RR
South Dakota
(7/28/2022)
RR
Tennessee
(4/30/2020)
RR
Texas
(12/18/2018)
RR
Utah
(7/28/2022)
RR
Vermont
(7/28/2022)
RR
Virgin Islands
(7/28/2022)
RR
Virginia
(12/18/2018)
RR
Washington
(7/28/2022)
RR
West Virginia
(12/18/2018)
RR
Wisconsin
(4/18/2019)
RR
Wyoming
(7/28/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/5/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/4/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VI
VOYA INVESTMENTS DISTRIBUTOR, LLC
ING FUNDS DISTRIBUTOR, INC. | VOYA INVESTMENTS DISTRIBUTOR, LLC | PILGRIM SECURITIES, INC. | PILGRIM AMERICA SECURITIES, INC. | NEWCO DISTRIBUTORS CORPORATION | ING PILGRIM SECURITIES, INC. | ING INVESTMENTS DISTRIBUTOR, LLC | ING FUNDS DISTRIBUTOR, LLC

CRD#: 37886 / SEC#: , 8-48020

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 10/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VOYA FUNDS SERVICES, LLCSOLE SHAREHOLDER
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
POTESTA, TIFFANI ANNECEO, PRESIDENT, DIRECTOR & HEAD OF INTERMEDIARY DISTRIBUTION4042592
WILLINGHAM, CATRINAFINANCIAL OPERATIONS PRINCIPAL7025979

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886New York, NY 10169

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