Donna M. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Kelley, who also goes by Donna Marie Moss, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2000. Donna had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2013 - March 31, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
January 5, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 5, 2006 - March 31, 2014
MSI FINANCIAL SERVICES, INC.
April 15, 2005 - November 3, 2005
COUNTRY CAPITAL MANAGEMENT COMPANY
October 21, 2003 - November 13, 2003
METROPOLITAN LIFE INSURANCE COMPANY
October 21, 2003 - November 13, 2003
MSI FINANCIAL SERVICES, INC.
November 9, 2002 - June 16, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 9, 2002 - June 16, 2003
MSI FINANCIAL SERVICES, INC.
September 25, 2001 - December 19, 2002
WALNUT STREET SECURITIES, INC.
July 1, 2001 - October 1, 2001
METLIFE INVESTORS DISTRIBUTION COMPANY
August 28, 2000 - July 1, 2001
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.