Douglas W. Mantelli
Professional summary
Douglas William Mantelli is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Castle Rock, Colorado.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2000. Douglas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas William Mantelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2019 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #2: 6400 S. Fiddlers Circle Suite #100, Greenwood Village, CO 80111February 5, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
April 30, 2003 - December 31, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 4, 2001 - April 30, 2002
QUASAR DISTRIBUTORS, LLC
March 3, 2000 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2019)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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