Bernard Dipasquale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Dipasquale III was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2000. Bernard had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2014 - September 4, 2018
TRIUMPH WEALTH ADVISORS, INC.
January 22, 2014 - August 27, 2018
TAYLOR CAPITAL MANAGEMENT INC.
August 1, 2013 - September 24, 2013
QUARTERMASTER WEALTH MANAGEMENT, LLC
April 27, 2009 - March 5, 2013
QUESTAR CAPITAL CORPORATION
April 15, 2009 - March 5, 2013
QUESTAR ASSET MANAGEMENT, INC.
January 9, 2009 - July 22, 2009
ENVISION INVESTMENT ADVISORS, LLC
January 11, 2008 - December 31, 2008
ENVISION INVESTMENT ADVISORS, LLC
April 24, 2007 - January 14, 2008
KALOS MANAGEMENT
April 24, 2007 - January 14, 2008
KALOS CAPITAL, INC.
January 9, 2003 - June 27, 2007
API FINANCIAL PLANNING SERVICES INC
April 11, 2002 - April 9, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 6, 2001 - March 7, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 6, 2001 - March 7, 2002
OSAIC FA, INC.
April 20, 2000 - July 27, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIUMPH WEALTH ADVISORS, INC.
CRD#: 153175 / SEC#: 801-79603
Contact information
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 30,337,210 |
Red Flags
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