India R. Johns
ROCKEFELLER FINANCIAL | Benefits & Planning Consultant, Executive Services
Bethesda, MD 20814
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CRD#: 4141175
Professional summary
India R. Johns, who also goes by India Renee Johns, India Johns, India Renee Petite, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Bethesda, Maryland.
India is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. India has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As your Benefits and Planning Consultant, I will be your partner to help you to understand and to maximze your benefits. To do this I will work with my internal team who are also dedicated and invested in helping you to acheive financial success. I take pride in building strong relationships and establishing bonds built on trust and reliability.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
India Renee Johns | India Johns | India Renee Petite
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view India R. Johns's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view India R. Johns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Maryland Global Campus
Bachelor of Science (BS) - Finance
2017
Experience
Current
May 13, 2026 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814RIA
BD
CRD#: 291361
Bethesda, MD
Current
May 13, 2026 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814RIA
BD
CRD#: 291361
Bethesda, MD
Past
December 15, 2023 - April 3, 2026
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Washington, DC
Past
December 15, 2023 - April 3, 2026
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Washington, DC
Past
September 22, 2021 - November 15, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
June 21, 2021 - November 13, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JERSEY CITY, NJ
Past
October 8, 2008 - June 4, 2021
OPPENHEIMER & CO. INC.
BD
CRD#: 249
WASHINGTON, DC
Past
April 3, 2006 - October 13, 2008
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
October 20, 2000 - April 17, 2006
LOOMIS SAYLES DISTRIBUTORS, L.P.
BD
CRD#: 41795
BOSTON, MA
Past
April 24, 2000 - July 3, 2000
MISSIONSQUARE WEALTH MANAGEMENT
BD
CRD#: 23189
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/14/2026)
RR
California(5/14/2026)
RR
Connecticut(5/14/2026)
RR
Delaware(5/14/2026)
RR
District of Columbia(5/14/2026)
RR
Florida(5/14/2026)
RR
Georgia(5/14/2026)
RR
Illinois(5/14/2026)
RR
Indiana(5/14/2026)
RR
Louisiana(5/14/2026)
RR
Maine(5/14/2026)
RR
Maryland(5/13/2026)
IAR
Maryland(5/13/2026)
RR
Massachusetts(5/14/2026)
RR
Missouri(5/14/2026)
RR
New Jersey(5/14/2026)
RR
New York(5/14/2026)
RR
North Carolina(5/14/2026)
RR
Ohio(5/14/2026)
RR
Oregon(5/14/2026)
RR
Pennsylvania(5/14/2026)
RR
Texas(5/14/2026)
IAR
Texas(5/14/2026)
RR
Utah(5/14/2026)
RR
Virginia(5/14/2026)
RR
Washington(5/14/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFS OPCO LLC ("OPCO") | MEMBER | |
| ALEXANDER, MARK DAVID | PRINCIPAL OPERATIONS OFFICER | 2202934 |
| KOWALSKI, DEIRDRE PATTEN | PRINCIPAL FINANCIAL OFFICER | 1357509 |
| MIRZA, RIZWAN MOHAMMAD | CHIEF COMPLIANCE OFFICER | 5080469 |
| MORIARTY, EDMOND NICHOLAS | CO-CHIEF EXECUTIVE OFFICER | 1744318 |
| OUTLAW, MICHAEL WAYNE | CO-CHIEF EXECUTIVE OFFICER | 2760690 |
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Benefits & Planning Consultant, Executive ServicesCRD#: 291361Bethesda, MD 20814TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
