John W. Tharpe
Professional summary
John William Tharpe, who also goes by Wink Tharpe, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Tharpe's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2024 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095January 15, 2013 - April 9, 2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 1, 2009 - January 9, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
October 2, 2002 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
May 23, 2000 - July 12, 2002
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2024)
Exams
Series 6TO
Date: 9/20/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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