John P. Van Wagenen
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
FARMINGTON, UT
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CRD#: 4140607
Professional summary
John P. Van Wagenen, who also goes by John P Van Wagenen, John Patrick Van Wagenen, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Farmington, Utah and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I feel fortunate to work in a noble profession as a Financial Consultant, partnering with clients like you, to build, implement and monitor customized wealth plans. You did the hard work of saving and investing for your future. Let's work together to explore the products and services that can help you manage for taxes, inflation, market volatility and more. I am passionate about helping our clients and hope I will have the opportunity of helping you as well.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John P Van Wagenen | John Patrick Van Wagenen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-92645|OrgNmn:Simply Styled Homes, LLC|Org Addr:Farmington,Utah,US|OBA Nature:Stage, Organize, Redesign He|Invst Rel:Y|Title:Member, 1%|Duties:None. Listed as 1% member in the LLC document for legacy planning.|StrtDt:10-04-22|TotHrs/mon:0.01|TrdHrs/mon:0.01|
CRS (Client Relationship Summary) - RIA
Click below to view John P. Van Wagenen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Utah
Bachelor of Science (BS) - Business
1998
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 279 West South Temple, Salt Lake City,, UT 84101RIA
CRD#: 104555
FARMINGTON, UT
Current
November 9, 2005 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 279 West South Temple, Salt Lake City, UT 84104BD
CRD#: 7784
Salt Lake City, UT
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
April 20, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
March 9, 2000 - November 9, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/28/2022)
RR
Arizona(1/3/2006)
RR
Arkansas(2/28/2022)
RR
California(1/3/2006)
RR
Colorado(1/3/2006)
RR
Connecticut(8/10/2022)
RR
Delaware(1/4/2024)
RR
Florida(8/10/2017)
RR
Georgia(1/7/2019)
RR
Hawaii(4/23/2020)
RR
Idaho(1/3/2006)
RR
Indiana(6/22/2023)
RR
Kansas(8/28/2018)
RR
Louisiana(9/17/2025)
RR
Maine(6/21/2022)
RR
Maryland(10/31/2019)
RR
Massachusetts(11/9/2005)
RR
Michigan(3/1/2021)
RR
Minnesota(3/1/2021)
RR
Missouri(10/31/2019)
RR
Montana(11/9/2005)
RR
Nevada(11/9/2005)
RR
New Jersey(9/25/2023)
RR
New Mexico(2/21/2025)
RR
New York(10/31/2019)
RR
North Carolina(1/23/2020)
RR
North Dakota(8/14/2020)
RR
Ohio(5/15/2025)
RR
Oregon(1/21/2021)
RR
Pennsylvania(4/23/2020)
RR
South Carolina(6/29/2021)
RR
South Dakota(5/16/2023)
RR
Tennessee(4/21/2021)
RR
Texas(1/6/2017)
IAR
Texas(3/31/2025)
RR
Utah(11/9/2005)
IAR
Utah(3/31/2025)
RR
Virginia(12/21/2020)
RR
Washington(9/14/2016)
RR
Wisconsin(1/4/2019)
RR
Wyoming(11/9/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Farmington, UTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
