Kurt L. Hill
Professional summary
Kurt Leroy Hill is a registered financial professional currently at CFD INVESTMENTS, INC. located in Bakersfield, California.
Kurt is registered as a RR (Registered Representative) and started their career in finance in 2000. Kurt has worked at 5 firms and has passed the Series 65, Series 63, Series 22, SIE, Series 6 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kurt Leroy Hill's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2017 - Present
CFD INVESTMENTS, INC.
Office #1: 6205 Olive Knolls Dr, Bakersfield, CA 93308January 2, 2014 - November 2, 2017
INVESTMENT CENTERS OF AMERICA, INC.
July 19, 2012 - January 7, 2014
EAGLE LEDGE CAPITAL, LLC
October 30, 2009 - July 18, 2012
ROYAL SECURITIES COMPANY
August 21, 2006 - November 12, 2009
STRONGTOWER FINANCIAL, INC.
March 17, 2004 - June 21, 2005
STRONGTOWER FINANCIAL, INC.
March 7, 2000 - November 20, 2009
STRONGTOWER FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2020)
(11/2/2017)
(2/14/2020)
(2/27/2018)
(2/27/2018)
(11/1/2019)
(7/1/2021)
(2/15/2019)
(3/22/2022)
(6/16/2023)
(1/23/2018)
(4/20/2023)
(1/23/2018)
(8/8/2024)
(8/15/2022)
(2/16/2021)
(2/27/2019)
Exams
Series 62
Date: 3/6/2000
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
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Company Information
CFD INVESTMENTS, INC.
CRD#: 25427Bakersfield, CA 93308TRUST BUT VERIFY
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