Scott T. Hoskins

NAZELROD & ASSOCIATES FINANCIAL SERVICES

Towson, MD 21286

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CRD#: 4139640

Professional summary

Scott Thomas Hoskins is a registered financial advisor currently at NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC. located in Towson, Maryland and LASALLE ST SECURITIES, L.L.C. located in Towson, Maryland.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LaSalle St. Securities, LLC - Registered Rep Securities Sales (2/2017; 32 hrs/mo); NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.- REGISTERED INVESTMENT ADVISORY REP (1/2017; 64 hrs/mo); FIXED INSURANCE (1/2017; 16 hrs/mo); NAZELROD & ASSOCIATES TAX & CONSULTING - ACCOUNTING AND TAX SERVICES (1/2017; 48 hrs/mo). Address for all listed above: 600 Fairmount Ave., Suite 300, Towson, MD 21286.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Hoskins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2017 - Present

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

Office #1: 600 Fairmount Ave., Suite 300, Towson, MD 21286

RIA

CRD#: 121302

Towson, MD

Current

February 15, 2017 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 600 Fairmount Avenue Suite 300, Towson, MD 21286

CRD#: 7191

Towson, MD

Past

January 22, 2015 - January 23, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

REISTERSTOWN, MD

Past

January 22, 2015 - January 23, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

REISTERSTOWN, MD

Past

March 11, 2013 - January 16, 2015

MORGAN STANLEY

RIA

CRD#: 149777

LUTHERVILLE, MD

Past

March 11, 2013 - January 16, 2015

MORGAN STANLEY

CRD#: 149777

LUTHERVILLE, MD

Past

October 6, 2008 - October 5, 2012

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

BALTIMORE, MD

Past

June 25, 2003 - October 5, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(2/15/2017)

IAR

Maryland
(2/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

CRD#: 121302 / SEC#: 801-71460

RIA

Registered Investment Advisory firm - (3/21/2011 Terminated)

Maryland

Registered Investment Advisory firm - (3/20/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

600 Fairmount Avenue Suite 300, Towson, MD 21286

Mailing Address

Phone number

(410) 583-7662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 79,883,743

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott T. Hoskins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Hoskins's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/24/2003

FINRA

Current Firm

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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