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JS

Jennifer M. Schneider

INVESCO DISTRIBUTORS
Houston, TX 77046
Some features on this profile are disabled
CRD#: 4139061
JS

Professional summary

Jennifer Mandi Schneider, who also goes by Jennifer Mandi Gallegos, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Houston, Texas and INVESCO CAPITAL MARKETS, INC. located in Houston, Texas.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2003. Jennifer has worked at 4 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Mandi Gallegos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Mandi Schneider's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2005 - Present

INVESCO DISTRIBUTORS, INC.

Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046
BD
CRD#: 7369
Houston, TX
Current

September 27, 2010 - Present

INVESCO CAPITAL MARKETS, INC.

Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046
BD
CRD#: 6939
Houston, TX
Past

July 18, 2005 - December 13, 2007

FUND MANAGEMENT COMPANY

BD
CRD#: 25585
HOUSTON, TX
Past

January 22, 2003 - June 23, 2005

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(7/18/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 10/4/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/23/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INVESCO CAPITAL MARKETS, INC.
INVESCO CAPITAL MARKETS, INC. | ZEDD SECURITIES | VAN KAMPEN/AMERICAN CAPITAL DISTRIBUTORS, INC. | VAN KAMPEN MERRITT INC. | VAN KAMPEN FUNDS INC. | VAN KAMPEN FILKIN & MERRITT INC. | VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC.

CRD#: 6939 / SEC#: , 8-19412

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(713) 214-1919
Established
Delaware since 11/01/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INVESCO ADVISERS, INC.OWNER
GEYER, WILLIAM SENGDIRECTOR AND CO-PRESIDENT2250035
GREGSON, MARK WILLIAMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP2630230
HANCOCK, TRISHA BELLCHIEF COMPLIANCE OFFICER4373744
HARTIGAN, BRIAN CHRISTOPHERDIRECTOR AND CO-PRESIDENT4227272
SAUERBORN, THOMAS JPRINCIPAL OPERATIONS OFFICER1554859
WISDOM, CRISSIE MCMENNAMYANTI-MONEY LAUNDERING COMPLIANCE OFFICER2793857

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939Houston, TX 77046

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