Christopher R. Halpin
Professional summary
Christopher Richard Halpin, AIF®, who also goes by Chris Halpin, Christopher Halpin, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Wildwood, Missouri and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Richard Halpin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
October 16, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111January 12, 2021 - October 10, 2023
STANCORP INVESTMENT ADVISERS, INC.
January 12, 2021 - October 10, 2023
STANCORP EQUITIES, INC.
August 9, 2019 - September 17, 2020
PAYCHEX SECURITIES CORPORATION
December 4, 2018 - August 15, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 3, 2018 - August 15, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 17, 2015 - January 23, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 27, 2015 - May 28, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
May 7, 2010 - January 7, 2015
EATON VANCE MANAGEMENT
February 3, 2010 - January 7, 2015
EATON VANCE DISTRIBUTORS, INC.
December 19, 2006 - January 25, 2010
EDWARD JONES
December 5, 2005 - August 7, 2006
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 2, 2001 - December 1, 2005
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 9, 2000 - January 31, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
March 13, 2000 - June 5, 2000
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2023)
(10/16/2023)
(10/16/2023)
(10/16/2023)
(8/16/2024)
(10/16/2023)
(10/16/2023)
(10/16/2023)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
