Madhavi R. Botla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Madhavi Reddy Botla, who also goes by Madhavi Botla, Madhavi (none) Reddy, Madhavi Botla Reddy, Madhavi Reddy, was a registered financial professional .
Madhavi is a previously registered financial professional and started their career in finance in 2000. Madhavi had worked at 5 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2017 - July 19, 2018
HEIGHT CAPITAL MARKETS
September 23, 2011 - March 14, 2014
WILLIAM O'NEIL + COMPANY
January 15, 2003 - March 9, 2005
FIFTH THIRD SECURITIES, INC.
June 28, 2000 - December 5, 2002
MORGAN STANLEY DW INC.
May 31, 2000 - June 9, 2000
MM ASCEND LIFE INVESTOR SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEIGHT CAPITAL MARKETS
CRD#: 150659 / SEC#: , 8-68277
Contact information
FINRA licenses (26 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
