James H. Deatherage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Harold Deatherage III, who also goes by Dee Deatherage, James Harold Deatherage III, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2016 - February 17, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
July 16, 2012 - November 12, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
March 5, 2012 - February 17, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
August 20, 2001 - March 3, 2006
METROPOLITAN LIFE INSURANCE COMPANY
August 20, 2001 - March 3, 2006
MSI FINANCIAL SERVICES, INC.
January 2, 2001 - August 14, 2001
QUICK & REILLY, INC.
April 12, 2000 - June 27, 2000
AMERIPRISE ADVISOR SERVICES, INC.
March 8, 2000 - May 12, 2000
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
