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MM

Mary M. Merrill

HERITAGE CAPITAL GROUP
Jacksonville, FL 32256
Some features on this profile are disabled
CRD#: 4137785
MM

Professional summary

Mary Margaret Merrill is a registered financial professional currently at HERITAGE CAPITAL GROUP, INC. located in Jacksonville, Florida.

Mary is registered as a RR (Registered Representative) and started their career in finance in 2000. Mary has worked at 5 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Margaret Merrill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2016 - Present

HERITAGE CAPITAL GROUP, INC.

Office #1: 5210 Belfort Rd. # 300, Jacksonville, FL 32256
BD
CRD#: 44053
Jacksonville, FL
Past

February 4, 2009 - May 9, 2016

TENECA, LLC

BD
CRD#: 142940
MINNEAPOLIS, MN
Past

March 10, 2005 - January 23, 2007

MARSHALL FINANCIAL, INC.

BD
CRD#: 114903
MINNEAPOLIS, MN
Past

October 24, 2003 - March 4, 2005

AETHLON CAPITAL, L.L.C

BD
CRD#: 42241
MINNEAPOLIS, MN
Past

June 13, 2000 - October 15, 2003

MANCHESTER FINANCIAL GROUP, LLC

BD
CRD#: 103862
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/18/2019)
RR
Florida
(7/27/2016)
RR
Minnesota
(8/26/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/9/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HERITAGE CAPITAL GROUP, INC.
HERITAGE CAPITAL GROUP, INC.

CRD#: 44053 / SEC#: , 8-50519

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
5210 Belfort Rd. # 300, Jacksonville, FL 32256
Mailing Address
5210 Belfort Rd. # 300, Jacksonville, FL 32256
Phone number
(904) 354-9600
Established
Florida since 11/02/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WIGGINS, CHARLES DONALDSHAREHOLDER2953990
HOLLEY, CECIL MCNAIRSHAREHOLDER5978590
KRAVET, DOUGLAS MICHAELSHAREHOLDER/ FINOP4892745
NICHOLSON, WILLIAM ROBERTCCO4445995
SERKIN, HOWARD CHARLESSHAREHOLDER2956726
KELLISON, CHARLES ALEXANDERPRESIDENT/SHAREHOLDER5772126
SORENSON, WILLIAM DICKCEO/SHAREHOLDER6436196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HERITAGE CAPITAL GROUP, INC.

CRD#: 44053Jacksonville, FL 32256

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