Jody L. Mang
Professional summary
Jody Lynn Mang, who also goes by Jody Lynn Bubel, Jody Lynn Davidson, Jody Lynn Mcginnis, Jody Mcginnis, Jody Lynn Monroe, Jody Monroe, Jody Lynn Mang, Jody Lynn Swisher, Jody Swisher, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Pulaski, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Pulaski, Tennessee.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jody has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jody Lynn Mang's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 222 W Madison St, Pulaski, TN 38478September 28, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 222 W Madison St, Pulaski, TN 38478July 24, 2013 - November 7, 2016
FIFTH THIRD SECURITIES, INC.
July 23, 2013 - November 7, 2016
FIFTH THIRD SECURITIES, INC.
November 27, 2012 - July 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 2012 - July 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2008 - June 8, 2012
TRUSTCORE INVESTMENTS LLC
August 1, 2000 - May 6, 2008
STEPHENS
March 17, 2000 - August 10, 2000
J.C. BRADFORD & CO.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2023)
(1/5/2024)
(12/21/2023)
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(12/21/2023)
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(1/5/2024)
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(12/26/2023)
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(1/4/2024)
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(12/22/2023)
(1/9/2024)
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(1/8/2024)
(12/21/2023)
(12/22/2023)
Exams
Series 7TO
Date: 9/27/2023
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
