Isaac Schlesinger
Professional summary
Isaac Schlesinger is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York.
Isaac is registered as a RR (Registered Representative) and started their career in finance in 1970. Isaac has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 3, Series 1, Series 4, Series 14, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Isaac Schlesinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2016 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797September 28, 2016 - December 16, 2019
VANDERBILT ADVISORY SERVICES
August 26, 1970 - September 20, 2016
BISHOP, ROSEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2016)
(8/18/2016)
(2/7/2020)
(9/22/2016)
(8/18/2016)
(8/18/2016)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 8/3/1988
Foreign Currency Options ExaminationSeries 1
Date: 7/16/1969
Registered Representative ExaminationSeries 40
Date: 9/25/1972
Registered Principal ExaminationFINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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