Isaac Schlesinger
Professional Summary
Isaac Schlesinger is a registered financial advisor currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York. Isaac is registered as a RR (Registered Representative) and started their career in finance in 1970. Isaac has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 3, Series 1, Series 4, Series 14, Series 27 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
57 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES
Contact Information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797Mailing Address
125 Froehlich Farm Blvd., Woodbury, NY 11797Phone Number
(631) 845-5100Established
New York since 12/05/2001Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | — |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DELSORDO, MICHELE JOI | CHIEF COMPLIANCE OFFICER | 2058108 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/18/2016)
(8/18/2016)
(2/7/2020)
(9/22/2016)
(8/18/2016)
(8/18/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Aug 1988Series 1 — Registered Representative Examination
Passed Jul 1969Series 40 — Registered Principal Examination
Passed Sep 1972SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Isaac Schlesinger's CRS (Customer Relationship Summary).
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