Fariba N. Ronnasi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fariba Nmn Ronnasi, who also goes by Fariba (nmn) Ronnasi, Fariba Ronnasi, was a registered financial professional .
Fariba is a previously registered financial professional and started their career in finance in 2000. Fariba had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2012 - March 10, 2014
LATTICE CAPITAL MANAGEMENT LLC
March 15, 2007 - December 20, 2023
ELITE WEALTH MANAGEMENT, INC.
February 8, 2001 - September 27, 2004
COLUMBIA FINANCIAL CENTER INCORPORATED
May 3, 2000 - December 8, 2000
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
LATTICE CAPITAL MANAGEMENT LLC
CRD#: 141860 / SEC#: 802-134146
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 7/10/2025 |
Red Flags
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