JM
Jason L. Mathews
HAVELI GLOBAL SECURITIES
Austin, TX 78701
Some features on this profile are disabled
CRD#: 4135959
JM
Professional summary
Jason Lamont Mathews is a registered financial professional currently at HAVELI GLOBAL SECURITIES, LLC located in Austin, Texas.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 3, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason Lamont Mathews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
HAVELI GLOBAL SECURITIES, LLC
Office #1: 405 Colorado St, Suite 1600, Austin, TX 78701BD
CRD#: 323042
Austin, TX
Past
March 6, 2001 - April 13, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2023)
RR
Alaska(8/25/2023)
RR
Arizona(9/7/2023)
RR
Arkansas(12/14/2023)
RR
California(4/11/2023)
RR
Colorado(8/25/2023)
RR
Connecticut(3/21/2023)
RR
Delaware(4/6/2023)
RR
District of Columbia(11/2/2023)
RR
Florida(12/13/2023)
RR
Georgia(8/4/2023)
RR
Idaho(8/25/2023)
RR
Indiana(12/18/2023)
RR
Iowa(8/25/2023)
RR
Kansas(8/25/2023)
RR
Kentucky(8/25/2023)
RR
Louisiana(8/25/2023)
RR
Maine(4/13/2023)
RR
Maryland(4/20/2023)
RR
Massachusetts(4/11/2023)
RR
Michigan(8/25/2023)
RR
Mississippi(8/25/2023)
RR
Missouri(9/21/2023)
RR
Montana(8/25/2023)
RR
Nebraska(8/18/2023)
RR
Nevada(1/24/2024)
RR
New Hampshire(8/10/2023)
RR
New Jersey(8/15/2023)
RR
New Mexico(8/31/2023)
RR
New York(8/25/2023)
RR
North Carolina(8/25/2023)
RR
North Dakota(8/25/2023)
RR
Ohio(4/13/2023)
RR
Oklahoma(8/25/2023)
RR
Oregon(4/12/2023)
RR
Pennsylvania(4/5/2023)
RR
Rhode Island(8/25/2023)
RR
South Carolina(8/25/2023)
RR
Tennessee(7/28/2023)
RR
Texas(3/17/2023)
RR
Utah(3/22/2023)
RR
Vermont(12/18/2023)
RR
Virginia(4/14/2023)
RR
Washington(12/18/2023)
RR
West Virginia(10/2/2023)
RR
Wisconsin(8/25/2023)
RR
Wyoming(12/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 3/16/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HG
HAVELI GLOBAL SECURITIES, LLC
HAVELI GLOBAL SECURITIES, LLC
CRD#: 323042 / SEC#: , 8-70971
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
405 Colorado St Suite 1600, Austin, TX 78701
Mailing Address
405 Colorado St Suite 1600, Austin, TX 78701
Phone number
(512) 809-9092
Established
Delaware since 06/24/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (47 States and Territories)
Documents
Red Flags
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