Jason Lamont Mathews
Professional Summary
Jason Lamont Mathews is a registered financial advisor currently at HAVELI GLOBAL SECURITIES, LLC located in Austin, Texas. Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 3, Series 24, Series 23, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
HAVELI GLOBAL SECURITIES, LLC
Contact Information
Main Address
405 Colorado St Suite 1600, Austin, TX 78701Mailing Address
405 Colorado St Suite 1600, Austin, TX 78701Phone Number
(512) 809-9092Established
Delaware since 06/24/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2015About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2015About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jason Lamont Mathews's CRS (Customer Relationship Summary).
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