James J. Keener
Professional summary
James Jay Keener Jr., who also goes by James Jay Keener, is a registered financial professional currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Jay Keener Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2021 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093December 19, 2018 - October 25, 2021
LANDOLT SECURITIES, INC.
December 19, 2014 - December 1, 2017
MOLONEY SECURITIES CO., INC.
July 31, 2008 - September 21, 2009
WESTMORELAND CAPITAL CORPORATION
March 15, 2007 - May 14, 2007
RIDGEWOOD SECURITIES CORPORATION
January 25, 2002 - December 16, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
February 24, 2000 - October 17, 2001
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2022)
(11/17/2021)
Exams
FINRA
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993Plano, TX 75093TRUST BUT VERIFY
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