Thuong T. Pham

AEGIS WEALTH MANAGEMENT

Maitland, FL 32751

Some features on this profile are disabled

CRD#: 4135539

Professional summary

Thuong Thien Pham, CFP®, who also goes by Jerry Gdowski, is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, LLC located in Maitland, Florida.

Thuong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thuong has worked at 3 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Gdowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thuong Thien Pham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 11, 2016 - Present

AEGIS WEALTH MANAGEMENT, LLC

Office #1: 698 N. Maitland Avenue Suite 102, Maitland, FL 32751

RIA

CRD#: 199511

Maitland, FL

Past

August 25, 2014 - December 31, 2015

AEGIS FINANCIAL ADVISORS INC

RIA

CRD#: 107629

ALTAMONTE SPRINGS, FL

Past

May 5, 2000 - December 31, 2014

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ALTAMONTE SPRINGS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, LLC

CRD#: 199511 / SEC#: 801-96327

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2000

General Securities Representative Examination

Current Firm

AEGIS WEALTH MANAGEMENT, LLC

CRD#: 199511 / SEC#: 801-96327

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

698 N. Maitland Avenue Suite 102, Maitland, FL 32751

Mailing Address

Phone number

(407) 831-3660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	497
AUM (Assets Under Management)	$ 174,232,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Las Vegas, NV

Joseph Benedetti

LPL FINANCIAL LLC

IAR

St Johns, FL

Daniel Braddock

ALMEGA WEALTH MANAGEMENT

IAR

Raliegh, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thuong T. Pham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thuong Thien Pham's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS WEALTH MANAGEMENT, LLC

AEGIS FINANCIAL ADVISORS INC

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 12/31/2014

Series 7

Date: 5/4/2000

Current Firm

AEGIS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors