Sujeeva De Silva
Professional summary
Sujeeva De Silva, who also goes by Suhu Chandrajith, Suji De Silva, is a registered financial professional currently at ROTH CAPITAL PARTNERS, LLC located in San Francisco, California.
Sujeeva is registered as a RR (Registered Representative) and started their career in finance in 2000. Sujeeva has worked at 9 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sujeeva De Silva's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2016 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 50 California Street 1500, San Francisco, CA 94111April 4, 2013 - June 3, 2016
TOPEKA CAPITAL MARKETS INC.
November 8, 2010 - November 2, 2012
THINKEQUITY LLC
May 25, 2010 - October 20, 2010
NOBLE CAPITAL MARKETS, INC.
September 6, 2007 - May 25, 2010
KAUFMAN BROS., L.P.
January 4, 2006 - July 17, 2007
CATHAY FINANCIAL INC
December 20, 2005 - December 21, 2005
SOLEIL SECURITIES CORPORATION
June 13, 2005 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
May 10, 2000 - April 18, 2005
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2016)
Exams
FINRA
Current Firm
ROTH CAPITAL PARTNERS, LLC
CRD#: 15407 / SEC#: , 8-32129
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
| SHETH, SAGAR ARVIND | CO-CHIEF EXECUTIVE OFFICER | 5209865 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
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