Ashlee H. Vogt
Professional summary
Ashlee Hampson Vogt, who also goes by Ashlee C Hampson, Ashlee Vogt, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Ashlee is registered as a RR (Registered Representative) and started their career in finance in 2000. Ashlee has worked at 4 firms and has passed the Series 63, Series 7, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashlee Hampson Vogt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2015 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528January 24, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
September 13, 2010 - October 15, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 5, 2004 - October 30, 2008
JANUS HENDERSON DISTRIBUTORS US LLC
February 23, 2000 - March 12, 2003
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(5/26/2015)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| BEITZEL, BRIAN | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 6183770 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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