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IP

Ingrid M. Pina

CANTOR FITZGERALD & CO.
New York, NY 10022
Some features on this profile are disabled
CRD#: 4135214
IP

Professional summary

Ingrid Maria Pina is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and BGC FINANCIAL, L.P. located in New York, New York.

Ingrid is registered as a RR (Registered Representative) and started their career in finance in 2001. Ingrid has worked at 7 firms and has passed the Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ingrid Maria Pina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2005 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022
BD
CRD#: 134
New York, NY
Current

June 6, 2012 - Present

BGC FINANCIAL, L.P.

Office #1: 55 Water Street 10th Floor, New York, NY, 10004
BD
CRD#: 19801
NEW YORK, NY
Current

June 6, 2012 - Present

MINT BROKERS

Office #1: 55 Water Street 10th Floor, New York, NY 10038
BD
CRD#: 13681
New York, NY
Past

June 6, 2012 - June 22, 2017

AQUA SECURITIES L.P.

BD
CRD#: 47681
NEW YORK, NY
Past

January 10, 2005 - June 3, 2005

DEX OPTIONS USA L.L.C.

BD
CRD#: 120117
NEW YORK, NY
Past

February 13, 2002 - April 21, 2004

UBS CLEARING SERVICES CORPORATION

BD
CRD#: 44883
CHICAGO, IL
Past

June 15, 2001 - June 26, 2001

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2001
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MB
MINT BROKERS
BGC SECURITIES | SEMINOLE TRADING | SEMINOLE FINANCIAL | MINT BROKERS | CANTOR, FITZGERALD CORPORATE BROKERS, INC. | CANTOR FITZGERLAD PARTNERS | CANTOR FITZGERALD PARTNERS | CANTOR FITZGERALD FIXED INCOME BROKERS, INC.

CRD#: 13681 / SEC#: , 8-29616

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Water Street 10th Floor, New York, NY 10038
Mailing Address
55 Water Street 10th Floor, New York, NY 10041
Phone number
(646) 346-7000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MINT BROKERS HOLDINGS I, LLCLIMITED PARTNER
ABULARRAGE, JOHN JOSEPHCHIEF EXECUTIVE OFFICER3265633
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
LEWIS, THOMAS JOSEPHMANAGING DIRECTOR FIXED INCOME AND COMMODITIES2684821
LYNCH, MARTINCHIEF OPERATING OFFICE5612726
MINT BROKERS HOLDING II, LLCGENERAL PARTNER
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MINT BROKERS

CRD#: 13681New York, NY 10022

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