Robert Allan Newman
Professional Summary
Robert Allan Newman is a registered financial advisor currently at AMERICAN HERITAGE SECURITIES, INC. located in Akron, Ohio. Robert is registered as a RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 1 firm and has passed the Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
Current Firm
AMERICAN HERITAGE SECURITIES, INC.
Contact Information
Main Address
50 S Main St Suite 1210, Akron, OH 44308-1831Mailing Address
50 S Main St Suite 1210, Akron, OH 44308-1831Phone Number
(330) 374-1932Established
Ohio since 01/02/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
State Registrations and Notice Filings
(9/3/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.
CRS (Client Relationship Summary) - BD
Click below to view Robert Allan Newman's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
POST OAK PRIVATE WEALTH ADVISORS
T. ROWE PRICE ADVISORY SERVICES, INC.