Jeffrey Craig Thomas
Professional Summary
Jeffrey Craig Thomas is a registered financial advisor currently at ALPHA ASSET MANAGEMENT located in Akron, Ohio and AMERICAN HERITAGE SECURITIES, INC. located in Akron, Ohio. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 14, Series 28, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ALPHA ASSET MANAGEMENT | JCT INVESTMENT COUNSEL, INC. | JCT INVESTMENT COUNSEL INC. | EGI FINANCIAL
Contact Information
Main Address
50 South Main Street Suite 1210, Akron, OH 44308Phone Number
(330) 374-7500# of Employees
1SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
149AUM (Assets Under Management)
$129,130,191Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALPHA ASSET MANAGEMENT | JCT INVESTMENT COUNSEL, INC. | JCT INVESTMENT COUNSEL INC. | EGI FINANCIAL
State Registrations and Notice Filings
(3/11/2021)
(7/30/2013)
(2/26/2018)
(2/22/2021)
(2/16/2021)
(5/7/2019)
(5/12/2021)
(1/21/2003)
(1/22/2013)
(5/27/2016)
(2/17/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jun 2023About the Series 52TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2016About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Craig Thomas's CRS (Customer Relationship Summary).
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