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Vincent Ralph Iacono

EAGLE POINT SECURITIES
Greenwich, CT
·CRD# 4133775·26 years experience

Professional Summary

Vincent Ralph Iacono, who also goes by VIncent R Iacono, Vincent Ralph Iacono Jr., Vinnie Iacono, is a registered financial advisor currently at EAGLE POINT SECURITIES LLC located in Greenwich, Connecticut. Vincent is registered as a RR (Registered Representative) and started their career in finance in 2000. Vincent has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent R Iacono, Vincent Ralph Iacono Jr., Vinnie Iacono

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

EAGLE POINT SECURITIES LLC·CRD# 324528
BD
600 Steamboat Road Suite 202, Greenwich, CT 06830
December 9, 2025 - Present
ASCENSUS BROKER DEALER SERVICES, LLC·CRD# 36478
BD
Needham, MA
May 20, 2024 - July 21, 2025
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
February 11, 2020 - March 21, 2024
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
December 6, 2010 - May 27, 2019
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
February 13, 2009 - November 22, 2010
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
February 14, 2001 - December 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 5, 2000 - December 14, 2000

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Current Firm

EP
EAGLE POINT SECURITIES LLC

EAGLE POINT SECURITIES LLC

CRD#: 324528 / SEC#: 8-71048
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Mailing Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Phone Number

(203) 340-8565

Established

Delaware since 11/29/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EAGLE POINT HOLDINGS LPSOLE MEMBER—
CHUNG, MICHAEL NMNFINOP/PFO5739877
DAIGLE, JENNIFFER ALYCEVICE PRESIDENT2620553
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER (POO)4197747
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
ROTH, JOSEPH HARRISPRESIDENT7673254

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/9/2025)
RR
Kentucky
(12/9/2025)
RR
Mississippi
(12/9/2025)
RR
Tennessee
(12/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Vincent Ralph Iacono's CRS (Customer Relationship Summary).

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