Craig M. Fishman
Professional summary
Craig Michael Fishman, who also goes by Criag Michael Fishman, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2003. Craig has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Michael Fishman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2013 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022July 1, 2005 - October 4, 2013
COWEN EXECUTION SERVICES LLC
April 29, 2004 - June 30, 2005
NOMURA SECURITIES NORTH AMERICA, LLC
March 13, 2003 - June 30, 2005
INSTINET, LLC
March 13, 2003 - July 8, 2005
LYNCH, JONES & RYAN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2013)
(11/25/2014)
(10/2/2013)
(10/21/2013)
(10/2/2013)
(10/2/2013)
(10/2/2013)
(10/2/2013)
(11/8/2013)
(10/2/2013)
(3/3/2017)
(10/2/2013)
(10/2/2013)
(6/16/2015)
(5/1/2014)
(10/2/2013)
(10/2/2013)
(10/2/2013)
(4/28/2014)
(1/31/2014)
(10/21/2013)
(10/2/2013)
(10/2/2013)
(3/4/2014)
(10/2/2013)
(7/28/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/20/2004
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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