Javier J. Cardenas

CETERA INVESTMENT ADVISERS LLC

ELK GROVE, CA 95624

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CRD#: 4133195

Professional summary

Javier Jaime Cardenas, CFP®, who also goes by Javier J Cardenas, Javier Cardenas, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Elk Grove, California and CETERA WEALTH SERVICES, LLC located in Elk Grove, California.

Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Javier has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Javier J Cardenas | Javier Cardenas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RENTAL PROPERTY POSITION: Owner NATURE: We have a second home that is occasionally rented out short-term, mostly weekenders. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 8867 Saddlehorn Ct, Elk Grove CA 95624, United States DESCRIPTION: We monitor the property managerwho collects rent and remits on a monthly basis net of expenses, property manager maintains the home. 2) JAVIER J. CARDENAS, CFP PLAN FOR THE BEST POSITION: Owner NATURE: Working with prospects/clients to determine their financial goals and risk tolerance and offer suitable solutions. All products will be sold through Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2023 ADDRESS: 8867 Saddlehorn Ct, Elk Grove CA 95624, United States DESCRIPTION: Working with prospects/clients to determine their financial goals and risk tolerance and offer suitable solutions. Gather client information, analyze their goals and objectives, available assets, liabilities, and offer investment / insurance solutions. All products will be sold through Avantax.?

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Javier Jaime Cardenas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 9295 E. Stockton Blvd. Ste 20, Elk Grove, CA 95624

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/5/2025)

California
(9/5/2025)

IAR

California
(9/5/2025)

Florida
(9/5/2025)

Maryland
(9/5/2025)

Massachusetts
(9/5/2025)

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Javier J. Cardenas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Javier Jaime Cardenas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2000

SIE

Date: 10/1/2018

Series 31

Date: 3/31/2000

Series 7

Date: 3/17/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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