Yusufali F. Musaji
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yusufali Fidahussein Musaji, who also goes by Yusufali F Musaji, Yusufali Fidahussein Musaji, was a registered financial professional .
Yusufali is a previously registered financial professional and started their career in finance in 2011. Yusufali had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2023 - September 27, 2024
PHX FINANCIAL, INC.
February 16, 2021 - October 11, 2023
EQUITABLE ADVISORS, LLC
April 18, 2019 - March 1, 2021
NATIONAL SECURITIES CORPORATION
May 3, 2018 - February 5, 2019
PRUCO SECURITIES, LLC.
July 26, 2017 - February 8, 2018
MML INVESTORS SERVICES, LLC
February 10, 2012 - March 15, 2017
EQUITABLE ADVISORS, LLC
December 15, 2011 - March 15, 2017
EQUITABLE ADVISORS, LLC
January 31, 2011 - October 4, 2011
EQUITABLE ADVISORS, LLC
January 3, 2011 - October 4, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
