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George Robert Mckown

CRD# 4133109·Registered 2000 - 2011
Barred: George Robert Mckown was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

George Robert Mckown was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2000 - 2011. George had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

MVP AMERICAN SECURITIES·CRD# 118286
BD
Carmel, IN
April 22, 2010 - May 4, 2011
VANTAGE ADVISORS, LLC·CRD# 126844
RIA
Carmel, IN
March 18, 2010 - December 31, 2021
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
RIA
Carmel, IN
October 4, 2005 - June 3, 2008
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
BD
Carmel, IN
October 3, 2005 - June 3, 2008
JESUP & LAMONT ADVISORS·CRD# 108006
RIA
Carmel, IN
January 21, 2005 - October 3, 2005
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Longwood, FL
January 4, 2005 - October 3, 2005
SII INVESTMENTS, INC.·CRD# 2225
RIA
Indianapolis, IN
September 10, 2002 - December 31, 2004
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
January 26, 2001 - December 31, 2004
SICOR SECURITIES INC·CRD# 16195
BD
Dayton, OH
March 2, 2000 - December 19, 2000

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Current Firm

MA
MVP AMERICAN SECURITIES

ASHTON GARNETT SECURITIES, LLC | VALUED FINANCIAL | UNITED NORTHWEST SECURITIES | MVP AMERICAN SECURITIES, LLC | MVP AMERICAN SECURITIES | DAE ENTERPRISES, LTD. | DAE ENTERPRISES, LTD

CRD#: 118286 / SEC#: 8-53649
BD
Terminated by SEC on 04/16/2018

Contact Information

Established

Nevada since 02/19/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MS MVP HOLDINGSMANAGING MEMBER—
HADDOW, SHANNON MAUREENCHIEF COMPLIANCE OFFICER4186633
HARMAN, MICHAEL DENISFIN-OP4200831

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2002About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2000About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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