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GM

George R. Mckown

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CRD#: 4133109
GM

Professional summary

George Robert Mckown was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

George is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, George had worked at 7 firms, which includes MVP AMERICAN SECURITIES, VANTAGE ADVISORS LLC, CAPITAL FINANCIAL SERVICES INC., JESUP & LAMONT ADVISORS, EMPIRE FINANCIAL GROUP INC., SII INVESTMENTS INC., SICOR SECURITIES INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 22, 2010 - May 4, 2011

MVP AMERICAN SECURITIES

BD
CRD#: 118286
CARMEL, IN
Past

March 18, 2010 - December 31, 2021

VANTAGE ADVISORS, LLC

RIA
CRD#: 126844
Carmel, IN
Past

October 4, 2005 - June 3, 2008

CAPITAL FINANCIAL SERVICES, INC.

RIA
CRD#: 8408
CARMEL, IN
Past

October 3, 2005 - June 3, 2008

CAPITAL FINANCIAL SERVICES, INC.

BD
CRD#: 8408
CARMEL, IN
Past

January 21, 2005 - October 3, 2005

JESUP & LAMONT ADVISORS

RIA
CRD#: 108006
CARMEL, IN
Past

January 4, 2005 - October 3, 2005

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
LONGWOOD, FL
Past

September 10, 2002 - December 31, 2004

SII INVESTMENTS, INC.

RIA
CRD#: 2225
INDIANAPOLIS, IN
Past

January 26, 2001 - December 31, 2004

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

March 2, 2000 - December 19, 2000

SICOR SECURITIES INC

BD
CRD#: 16195
DAYTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/24/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/3/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/1/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/19/2005
General Securities Principal Examination

Current Firm

MA
MVP AMERICAN SECURITIES
ASHTON GARNETT SECURITIES, LLC | VALUED FINANCIAL | UNITED NORTHWEST SECURITIES | MVP AMERICAN SECURITIES, LLC | MVP AMERICAN SECURITIES | DAE ENTERPRISES, LTD. | DAE ENTERPRISES, LTD

CRD#: 118286 / SEC#: , 8-53649

BD
Terminated by SEC on 04/16/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 02/19/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MS MVP HOLDINGSMANAGING MEMBER
HADDOW, SHANNON MAUREENCHIEF COMPLIANCE OFFICER4186633
HARMAN, MICHAEL DENISFIN-OP4200831

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MVP AMERICAN SECURITIES

CRD#: 118286

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