Shannon Maureen Haddow-gibson
Professional Summary
Shannon Maureen Haddow-gibson, who also goes by Shannon Haddow Dawson Mrs., Shannon Haddow Gibson Mrs., Shannon Maureen Haddow, was a registered financial advisor. Shannon was a previously registered financial professional and started their career in finance 2000 - 2022. Shannon had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shannon Haddow Dawson Mrs., Shannon Haddow Gibson Mrs., Shannon Maureen Haddow
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
WHITEHALL-PARKER SECURITIES, INC | WHITEHALL-PARKER SECURITIES, INC.
Contact Information
Main Address
117 Paul Drive Suite B, San Rafael, CA 94903Phone Number
(415) 421-5935Established
California since 02/01/1982Firm Type
CorporationFiscal Year End
AugustFirm Size
Small# of Employees
12FINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
25AUM (Assets Under Management)
$20,000,000Disclosures
Regulatory Event
2Civil Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Oct 2000About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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