Michael D. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Drake Mclaughlin, CIMA®, who also goes by Mick Mclaughlin, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2025 - August 3, 2026
PARALEL DISTRIBUTORS
January 6, 2023 - August 29, 2023
FORESIDE FUND SERVICES, LLC
June 18, 2021 - December 31, 2022
DISTRIBUTION SERVICES, LLC
November 20, 2017 - September 21, 2018
HARTFORD FUNDS DISTRIBUTORS, LLC
February 11, 2013 - September 15, 2016
DWS DISTRIBUTORS, INC.
May 5, 2011 - August 10, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
February 13, 2009 - April 11, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
August 31, 2001 - April 13, 2011
BLACKROCK FUND ADVISORS
August 10, 2001 - December 31, 2009
BLACKROCK EXECUTION SERVICES
April 4, 2000 - July 17, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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