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MM

Michael D. Mclaughlin

PARALEL DISTRIBUTORS
Denver, CO 80290
Some features on this profile are disabled
CRD#: 4133058
MM

Professional summary

Michael Drake Mclaughlin, CIMA®, who also goes by Mick Mclaughlin, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mick Mclaughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Drake Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

January 6, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: 1700 Broadway Suite 1850, Denver, CO 80290
BD
CRD#: 316115
Denver, CO
Past

January 6, 2023 - August 29, 2023

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
San Francisco, CA
Past

June 18, 2021 - December 31, 2022

DISTRIBUTION SERVICES, LLC

BD
CRD#: 25938
PORTLAND, ME
Past

November 20, 2017 - September 21, 2018

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
WAYNE, PA
Past

February 11, 2013 - September 15, 2016

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
SAN FRANCISCO, CA
Past

May 5, 2011 - August 10, 2012

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SAN FRANCISCO, CA
Past

February 13, 2009 - April 11, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
SAN FRANCISCO, CA
Past

August 31, 2001 - April 13, 2011

BLACKROCK FUND ADVISORS

RIA
CRD#: 105247
SAN FRANCISCO, CA
Past

August 10, 2001 - December 31, 2009

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
SAN FRANCISCO, CA
Past

April 4, 2000 - July 17, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/10/2025)
RR
Alaska
(1/13/2025)
RR
Arizona
(1/16/2025)
RR
Arkansas
(1/10/2025)
RR
California
(1/10/2025)
RR
Colorado
(1/10/2025)
RR
Connecticut
(1/7/2025)
RR
Delaware
(1/21/2025)
RR
District of Columbia
(1/15/2025)
RR
Florida
(1/13/2025)
RR
Georgia
(3/31/2025)
RR
Hawaii
(1/15/2025)
RR
Idaho
(1/13/2025)
RR
Illinois
(1/16/2025)
RR
Indiana
(1/10/2025)
RR
Iowa
(1/9/2025)
RR
Kansas
(1/15/2025)
RR
Kentucky
(1/13/2025)
RR
Louisiana
(1/10/2025)
RR
Maine
(1/13/2025)
RR
Maryland
(1/17/2025)
RR
Massachusetts
(1/7/2025)
RR
Michigan
(1/13/2025)
RR
Minnesota
(1/10/2025)
RR
Mississippi
(1/10/2025)
RR
Missouri
(1/7/2025)
RR
Montana
(1/13/2025)
RR
Nebraska
(1/7/2025)
RR
Nevada
(1/10/2025)
RR
New Hampshire
(1/24/2025)
RR
New Jersey
(1/16/2025)
RR
New Mexico
(1/13/2025)
RR
New York
(1/19/2025)
RR
North Carolina
(1/13/2025)
RR
North Dakota
(1/14/2025)
RR
Ohio
(1/29/2025)
RR
Oklahoma
(1/14/2025)
RR
Oregon
(1/11/2025)
RR
Pennsylvania
(1/7/2025)
RR
Puerto Rico
(1/22/2025)
RR
Rhode Island
(1/14/2025)
RR
South Carolina
(1/14/2025)
RR
South Dakota
(1/14/2025)
RR
Tennessee
(1/10/2025)
RR
Texas
(1/7/2025)
RR
Utah
(1/8/2025)
RR
Vermont
(1/10/2025)
RR
Virgin Islands
(1/14/2025)
RR
Virginia
(1/11/2025)
RR
Washington
(1/10/2025)
RR
West Virginia
(1/23/2025)
RR
Wisconsin
(1/7/2025)
RR
Wyoming
(1/8/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/11/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/27/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/21/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARALEL DISTRIBUTORS

CRD#: 316115Denver, CO 80290

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