Joan E. Halfaker

BRIDGEPORT FINANCIAL SOLUTIONS

Tampa, FL 33609

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CRD#: 4133018

Professional summary

Joan Ellen Halfaker, CFP®, who also goes by Joanie Halfaker, is a registered financial advisor currently at BRIDGEPORT FINANCIAL SOLUTIONS located in Tampa, Florida.

Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joan has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joanie Halfaker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-SOCIAL VENTURE PARTNERS OF TAMPA BAY, 550 N REO ST, STE 301, TAMPA, FL, 3/2014 AS VICE CHAIR OF ADVISORY COMMITTEE. NIR - NPO - 3 HR/MO - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. DIVORCE FINANCIAL ANALYST AND ACCOUNTING CONSULTING, CLARITY FOR WOMEN, 550 N REO ST STE 300, TAMPA, FL, 04/2008. DIVORCE ANALYST, GATHER INFORMATION, PROVIDE TESTIMONY IF NEEDED. NIR-15/WK-15/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Ellen Halfaker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

August 16, 2024 - Present

BRIDGEPORT FINANCIAL SOLUTIONS

Office #1: 550 N Reo St., Ste. 300, Tampa, FL 33609

RIA

CRD#: 325485

Tampa, FL

Past

January 8, 2009 - December 7, 2015

CLARITY FOR WOMEN

RIA

CRD#: 130327

TAMPA, FL

Past

June 27, 2006 - May 14, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Waynesville, NC

Past

June 20, 2006 - December 31, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

TAMPA, FL

Past

July 12, 2004 - June 1, 2005

CLARITY FOR WOMEN

RIA

CRD#: 130327

TAMPA, FL

Past

February 26, 2004 - July 14, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

TAMPA, FL

Past

February 24, 2004 - July 14, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

June 9, 2000 - March 4, 2002

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEPORT FINANCIAL SOLUTIONS

BRIDGEPORT | BRIDGEPORT FINANCIAL SOLUTIONS LLC | BRIDGEPORT FINANCIAL SOLUTIONS

CRD#: 325485 / SEC#: 801-127630

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/20/2024)

IAR

North Carolina
(8/16/2024)

IAR

Texas
(8/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/12/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/28/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/2000

General Securities Representative Examination

Current Firm

BRIDGEPORT FINANCIAL SOLUTIONS

BRIDGEPORT | BRIDGEPORT FINANCIAL SOLUTIONS LLC | BRIDGEPORT FINANCIAL SOLUTIONS

CRD#: 325485 / SEC#: 801-127630

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

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Contact information

Main Address

2700 N Central Ave Suite 1200, Phoenix, AZ 85004

Mailing Address

Phone number

(877) 411-2737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIDGEPORT WRAP BROCHURE (3/28/2025)

BRIDGEPORT ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,572
AUM (Assets Under Management)	$ 484,508,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joan E. Halfaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Ellen Halfaker's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARITY FOR WOMEN

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CLARITY FOR WOMEN

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

BRIDGEPORT FINANCIAL SOLUTIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/2014

Series 65

Date: 5/28/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/8/2000

Current Firm

BRIDGEPORT FINANCIAL SOLUTIONS

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGEPORT FINANCIAL SOLUTIONS

TRUST BUT VERIFY

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