Andrew W. Chidester

FINALIS SECURITIES LLC

SAN JUAN CAPISTRANO, CA

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CRD#: 4132128

Professional summary

Andrew William Chidester, who also goes by Andy Chidester, is a registered financial professional currently at FINALIS SECURITIES LLC located in San Juan Capistrano, California.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andy Chidester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew William Chidester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2021 - Present

FINALIS SECURITIES LLC

CRD#: 305908

SAN JUAN CAPISTRANO, CA

Past

January 6, 2020 - October 26, 2020

BENJAMIN F. EDWARDS & COMPANY, INC.

CRD#: 146936

ST. LOUIS, MO

Past

December 18, 2017 - January 6, 2020

STILLPOINT CAPITAL, LLC

CRD#: 133146

TAMPA, FL

Past

July 23, 2013 - February 1, 2016

MCMG CAPITAL ADVISORS, INC.

CRD#: 103871

Chicago, IL

Past

November 30, 2010 - May 9, 2013

ONE AMHERST PARTNERS, LLC

CRD#: 152359

CHICAGO, IL

Past

July 13, 2010 - December 8, 2010

SECURITIES NETWORK LLC

CRD#: 133785

NORCROSS, GA

Past

August 24, 2004 - June 1, 2010

KROLL SECURITIES LLC

CRD#: 36927

CHICAGO, IL

Past

July 9, 2001 - August 2, 2004

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

CRD#: 29540

CLEVELAND, OH

Past

June 7, 2000 - April 9, 2001

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/10/2022)

California
(10/11/2022)

Florida
(3/2/2023)

Illinois
(11/19/2021)

Massachusetts
(1/31/2022)

Exams

State Security Law Exam

Series 63

Date: 9/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew W. Chidester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew William Chidester's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENJAMIN F. EDWARDS & COMPANY, INC.

STILLPOINT CAPITAL, LLC

MCMG CAPITAL ADVISORS, INC.

ONE AMHERST PARTNERS, LLC

SECURITIES NETWORK LLC

KROLL SECURITIES LLC

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

COMMERZ MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2000

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2000

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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