James M. Barclay
Professional summary
James M Barclay is a registered financial professional currently at 303 SECURITIES, LP located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 2 firms and has passed the Series 7TO, Series 57TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James M Barclay's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2022 - Present
303 SECURITIES, LP
Office #1: 401 W. Superior Street, Chicago, IL 60654April 15, 2021 - October 20, 2022
PRIME CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/11/2022
General Securities Representative ExaminationSeries 57TO
Date: 3/16/2021
Securities Trader ExamFINRA
Current Firm
303 SECURITIES, LP
CRD#: 288569 / SEC#: , 8-69952
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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