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Sherwood A. Barbour

ALTITUDE CAPITAL MANAGEMENT LLC
RALEIGH, NC 27609
Some features on this profile are disabled
CRD#: 4131036
SB

Professional summary

Sherwood Allison Barbour JR, who also goes by Al Barbour, is a registered financial advisor currently at ALTITUDE CAPITAL MANAGEMENT LLC located in Raleigh, North Carolina.

Sherwood is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Sherwood has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Al Barbour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CONDUCTS SEMINARS ON SOCIAL SECURITY MAXIMATION ANDRETIREMENT INCOME PLANNING. APPROXIMATELY 10 SEMINARS PER YEAR. NOT INVESTMENT RELATED. THE ADDRESS OF HIS BUSINESS IS AS REFLECTED ON THIS U4.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherwood Allison Barbour JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2024 - Present

ALTITUDE CAPITAL MANAGEMENT LLC

Office #1: 4208 Six Forks Road Suite 1000, Raleigh, NC 27609
RIA
CRD#: 329366
RALEIGH, NC
Past

January 10, 2023 - December 31, 2023

AMERITY WEALTH MANAGEMENT, LLC

RIA
CRD#: 322265
LAKELAND, FL
Past

April 25, 2022 - December 31, 2022

BEACON GLOBAL ADVISOR NETWORK, LLC

RIA
CRD#: 288833
Clayton, NC
Past

February 22, 2018 - September 3, 2020

GRADIENT INVESTMENTS, LLC

RIA
CRD#: 141726
Clayton, NC
Past

January 25, 2016 - April 4, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 119880
CLAYTON, NC
Past

November 24, 2015 - September 24, 2020

PREMIER FINANCIAL SERVICES OF NORTH CAROLINA

RIA
CRD#: 281502
CLAYTON, NC
Past

October 14, 2014 - December 14, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 119880
CLAYTON, NC
Past

June 5, 2000 - December 2, 2002

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALTITUDE CAPITAL MANAGEMENT LLC
ALTITUDE CAPITAL MANAGEMENT LLC | TUTTLE INSURANCE & FINANCIAL SERVICES | TA FINANCIAL STRATEGY | SAGE FINANCIAL | PNW RETIREMENT INCOME ADVISORS | NATOLI FINANCIAL PLANNING | GLASS WEALTH | FITZGERALD RETIREMENT STRATEGIES | FITZGERALD INCOME AND RETIREMENT PLANNING | CONCIERGE FINANCIAL GROUP | CAMPBELL ASSET MANAGEMENT | ASHMAC INVESTMENTS LLC | ANDERSON FINANCIAL, LLC

CRD#: 329366 / SEC#: 801-129287

RIA
Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/28/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/5/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/2/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
ALTITUDE CAPITAL MANAGEMENT LLC
ALTITUDE CAPITAL MANAGEMENT LLC | TUTTLE INSURANCE & FINANCIAL SERVICES | TA FINANCIAL STRATEGY | SAGE FINANCIAL | PNW RETIREMENT INCOME ADVISORS | NATOLI FINANCIAL PLANNING | GLASS WEALTH | FITZGERALD RETIREMENT STRATEGIES | FITZGERALD INCOME AND RETIREMENT PLANNING | CONCIERGE FINANCIAL GROUP | CAMPBELL ASSET MANAGEMENT | ASHMAC INVESTMENTS LLC | ANDERSON FINANCIAL, LLC

CRD#: 329366 / SEC#: 801-129287

RIA
Registered Investment Advisory firm - (1/2/2024 Approved)
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Contact information

Main Address
2015 Grand Avenue Suite 100, Des Moines, IA 50312
Mailing Address
Phone number
(515) 207-3310
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts672
AUM (Assets Under Management)$ 49,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTITUDE CAPITAL MANAGEMENT LLC

CRD#: 329366Raleigh, NC 27609

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