MR
Margaret M. Reid
CETERA INVESTMENT ADVISERS LLC
IRVINE, CA 92618
Some features on this profile are disabled
CRD#: 4130960
MR
Professional summary
Margaret Mary Reid, who also goes by Peggy Reid, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Irvine, California and CETERA WEALTH SERVICES, LLC located in Irvine, California.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Margaret has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peggy Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: DBA CLOVER FINANCIAL STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/19/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/ OWNER; APX NUMBER OF HOURS PER WEEK: 40-50 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: PEGGY REID; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RESALE RETAIL; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: SELLER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: POSHMARK, SELLING RECYCLED CLOTHING AND HOUSEHOLD ITEMS ONLINE;
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Mary Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 Pacifica Ste 400, Irvine, CA 92618RIA
CRD#: 105644
IRVINE, CA
Current
November 19, 2014 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 17500 Red Hill Ave Ste 230, Irvine, CA 92614BD
CRD#: 13572
Irvine, CA
Past
November 21, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 16, 2012 - December 18, 2014
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
ORANGE, CA
Past
November 16, 2012 - December 18, 2014
CAPITAL GUARDIAN, LLC
BD
CRD#: 137919
ORANGE, CA
Past
October 19, 2009 - November 19, 2012
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ORANGE, CA
Past
October 16, 2009 - November 19, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ORANGE, CA
Past
April 10, 2007 - October 15, 2009
EQUITY SERVICES, INC.
RIA
CRD#: 265
ORANGE, CA
Past
August 24, 2005 - October 15, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
ORANGE, CA
Past
June 1, 2005 - August 4, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
February 10, 2000 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2014)
RR
California(11/19/2014)
IAR
California(6/29/2023)
RR
Colorado(10/6/2021)
RR
Idaho(7/26/2019)
RR
Nevada(6/25/2021)
RR
South Carolina(6/8/2020)
RR
Texas(11/19/2014)
IAR
Texas(6/29/2023)
RR
Virginia(6/25/2021)
RR
Washington(6/19/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
