Stan G. Wagner
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PEWEE VALLEY, KY 40056
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CRD#: 4130465
Professional summary
Stan Gene Wagner, CFP®, who also goes by Stanley Gene Wagner, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Pewee Valley, Kentucky and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Pewee Valley, Kentucky.
Stan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stanley Gene Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Independent insurance agent, 7600 W HWY 146, STE 400, PEWEE VALLEY, KY for various independent insurance companies. INV REL - 5 HR/WK - 0/TRADING. 2.WAGNER FINANCIAL, LLC, 14405 ACADEMY RIDGE BLVD, LOUISVILLE, KY, 12/2010 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR - 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.BUSINESS NETWORKING INTERNATIONAL (BNI), 7600 W Hwy 146, Suite 400, Pewee Valley KY 40056, United States, 10/01/2023, President, Networking, NIR, 6 HR/MO - 0 HR/MO TRADING 5.LONGROAD WEALTH MANAGERS, 7600 W Hwy 146, Suite 400, Pewee Valley KY 40056, 1/2016, USING A TRADE NAME/DBA, NIR, 0 HR/MO - 0 HR TRADING 6.LAKEWOOD BAPTIST CHURCH, Louisville KY 40245, United States, 01/01/2022, Elder, Minister, NIR, 8 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Stan Gene Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7600 W. Hwy 146 English Manor I Suite 400, Pewee Valley, KY 40056RIA
CRD#: 134139
PEWEE VALLEY, KY
Current
January 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7600 W. Hwy 146 English Manor I Suite 400, Pewee Valley, KY 40056BD
CRD#: 39543
Pewee Valley, KY
Past
May 24, 2010 - December 31, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
LOUISVILLE, KY
Past
May 21, 2010 - December 31, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
LOUISVILLE, KY
Past
November 1, 2006 - May 14, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
LOUISVILLE, KY
Past
October 25, 2006 - May 14, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
LOUISVILLE, KY
Past
July 7, 2003 - October 18, 2006
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
LOUISVILLE, KY
Past
March 7, 2003 - July 9, 2003
CHOREO, LLC
RIA
CRD#: 111221
WEST PALM BEACH, FL
Past
February 21, 2000 - October 18, 2006
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/4/2016)
RR
Indiana(1/11/2016)
RR
Kentucky(1/4/2016)
IAR
Kentucky(1/4/2016)
RR
Maryland(1/4/2016)
RR
Texas(1/4/2016)
IAR
Texas(1/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Pewee Valley, KY 40056TRUST BUT VERIFY
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