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LS

Lee A. Straley-miller

ARKADIOS CAPITAL
WAXAHACHIE, TX 75165
Some features on this profile are disabled
CRD#: 4130383
LS

Professional summary

Lee Ann Straley-miller, who also goes by Lee Ann Kucera, Lee Ann Straley, is a registered financial professional currently at ARKADIOS CAPITAL located in Waxahachie, Texas.

Lee is registered as a RR (Registered Representative) and started their career in finance in 2000. Lee has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lee Ann Kucera | Lee Ann Straley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lee Ann Straley-miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2024 - Present

ARKADIOS CAPITAL

Office #1: 102 Professional Pl, Ste 106, Waxahachie, TX 75165
BD
CRD#: 282710
WAXAHACHIE, TX
Past

May 29, 2015 - July 24, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
WAXAHACHIE, TX
Past

May 16, 2013 - June 1, 2015

BBVA SECURITIES INC.

BD
CRD#: 27060
MANSFIELD, TX
Past

February 9, 2010 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
MANSFIELD, TX
Past

July 30, 2001 - December 23, 2009

GUARANTY BROKERAGE SERVICES, INC.

BD
CRD#: 23302
WAXAHACHIE, TX
Past

February 2, 2000 - July 30, 2001

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/29/2024)
RR
Arkansas
(10/1/2025)
RR
California
(7/23/2024)
RR
Colorado
(9/25/2025)
RR
Kansas
(7/23/2024)
RR
Oklahoma
(7/23/2024)
RR
Pennsylvania
(7/23/2024)
RR
Texas
(7/23/2024)
RR
Washington
(7/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/28/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/1/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ARKADIOS CAPITAL
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: , 8-69729

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 11/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.OWNER
HARRISON, JOHN DORWARDEXECUTIVE DIRECTOR2361768
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
SCHWARTZ, GARY STEVENCHIEF COMPLIANCE OFFICER2691699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKADIOS CAPITAL

CRD#: 282710Waxahachie, TX 75165

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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