Sonia M. Fernandez
Professional summary
Sonia Maria Fernandez, who also goes by Sonia M Fernandez, is a registered financial professional currently at INSIGNEO SECURITIES, LLC located in Miami, Florida.
Sonia is registered as a RR (Registered Representative) and started their career in finance in 2000. Sonia has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sonia Maria Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
INSIGNEO SECURITIES, LLC
Office #1: 1221 Brickell Ave 27th Floor, Miami, FL 33131August 17, 2023 - June 2, 2026
VECTORGLOBAL WMG
March 2, 2023 - April 21, 2023
KOVACK SECURITIES INC.
November 17, 2021 - March 7, 2022
KOVACK SECURITIES INC.
July 17, 2019 - March 21, 2023
LATIN SECURITIES INC.
March 1, 2012 - July 23, 2019
UBS FINANCIAL SERVICES INC.
February 28, 2012 - July 23, 2019
UBS FINANCIAL SERVICES INC.
November 14, 2006 - March 5, 2012
HSBC SECURITIES (USA) INC.
January 1, 2005 - March 5, 2012
HSBC SECURITIES (USA) INC.
September 16, 2003 - January 1, 2005
HSBC BROKERAGE (USA) INC.
August 8, 2002 - June 3, 2003
MORGAN STANLEY DW INC.
July 5, 2002 - June 3, 2003
MORGAN STANLEY DW INC.
November 8, 2000 - June 19, 2002
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2026)
(6/9/2026)
(6/16/2026)
Exams
FINRA
Current Firm
INSIGNEO SECURITIES, LLC
CRD#: 29249 / SEC#: , 8-44166
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | |
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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