AO
Alexander B. Overkamp
FISCAL WISDOM WEALTH MANAGEMENT LLC
Thomaston, CT 06787
Some features on this profile are disabled
CRD#: 4129277
AO
Professional summary
Alexander Bernd Overkamp, AIF®, who also goes by Alexander Bernard Overkamp, is a registered financial advisor currently at FISCAL WISDOM WEALTH MANAGEMENT LLC located in Thomaston, Connecticut and ARETE WEALTH MANAGEMENT, LLC located in Thomaston, Connecticut.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Alexander has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Bernard Overkamp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental property located at 14 Cherry Street - Real Estate Rental Properties- Owner - Seymour, CT - start date 10/2009 - approximately1 hr/mth, none during securities trading hours - rental properties. 2. Board of Trustees Mary Wade Senior Housing. Address: 118 Clinton Ave,118 Clinton Ave, New Haven, CT 06513 Website: www.marywade.org. 1/2 hour per week, no compensation. 3. Fiscal Wisdom Wealth Management, Canton, CT 06019 and Seymour, CT 06483. Investment Advisor Representative, Start date 10/2023, 160 Hours, 6 during trading hours. 4. Life and Health Agent, Insurance Sales/Agent, Overland Park, KS, 1 hour per month during trading hours, Start date: 12/2016.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Bernd Overkamp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 26, 2023 - Present
FISCAL WISDOM WEALTH MANAGEMENT LLC
Office #1: 226 South Main Street, Thomaston, CT 06787RIA
CRD#: 168299
Thomaston, CT
Current
December 6, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 226 South Main Street, Thomaston, CT 06787BD
CRD#: 44856
Thomaston, CT
Past
October 25, 2023 - December 31, 2024
PORTSMOUTH FINANCIAL SERVICES
BD
CRD#: 13980
SAN FRANCISCO, CA
Past
November 4, 2022 - January 17, 2024
SENTINEL ASSET MANAGEMENT, LLC
RIA
CRD#: 302082
WALLINGFORD, CT
Past
November 13, 2017 - October 27, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
SEYMOUR, CT
Past
November 13, 2017 - October 27, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
SEYMOUR, CT
Past
January 4, 2016 - October 26, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Milford, CT
Past
January 4, 2016 - October 26, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MILFORD, CT
Past
July 15, 2014 - January 7, 2016
LANTERN WEALTH ADVISORS, LLC
RIA
CRD#: 147420
SEYMOUR, CT
Past
July 15, 2014 - December 24, 2015
HEROLD & LANTERN INVESTMENTS, INC.
BD
CRD#: 30996
MELVILLE, NY
Past
January 23, 2013 - June 16, 2014
REBY ADVISORS, LLC
RIA
CRD#: 126140
DANBURY, CT
Past
January 15, 2013 - June 16, 2014
TRIAD ADVISORS LLC
BD
CRD#: 25803
DANBURY, CT
Past
July 31, 2008 - December 4, 2012
ASSETMARK, INC.
RIA
CRD#: 109018
STAMFORD, CT
Past
January 29, 2008 - November 30, 2012
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
June 2, 2005 - August 1, 2008
GENWORTH FINANCIAL ASSET MANAGEMENT, INC
RIA
CRD#: 105771
STAMFORD, CT
Past
September 11, 2002 - April 11, 2005
JOHN HANCOCK DISTRIBUTORS LLC
RIA
CRD#: 5249
STAMFORD, CT
Past
January 1, 2002 - April 11, 2005
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
March 2, 2000 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
BD
CRD#: 19177
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(11/17/2023)
RR
Arizona(1/2/2025)
RR
California(1/2/2025)
IAR
Connecticut(10/26/2023)
RR
Connecticut(12/6/2024)
IAR
Nevada(11/17/2023)
RR
Nevada(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/15/2016
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
61 Maple Avenue, Canton, CT 06019
Mailing Address
Phone number
(678) 202-4066
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,579 |
| AUM (Assets Under Management) | $ 259,793,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FISCAL WISDOM WEALTH MANAGEMENT LLC
CRD#: 168299Thomaston, CT 06787TRUST BUT VERIFY
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