JB
Jesse D. Bayarena
KESTRA PRIVATE WEALTH SERVICES
Victoria, TX 77901
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CRD#: 4129147
JB
Professional summary
Jesse David Bayarena, AIF®, CFP®, who also goes by David Bayarena, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Victoria, Texas and KESTRA INVESTMENT SERVICES, LLC located in Victoria, Texas.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jesse has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Bayarena
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: RONIN WEALTH POS: owner and advisor NOB: Insurance INV REL: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/19/2023 ADDRESS: 101 Goodwin Ave. Suite 930, Victoria TX 77901 DESC: Financial planning and wealth management activities Business Name: KAIZEN TAX PLANNING POS: Founder NOB: Tax/Accounting/CPA INV REL: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 101 W. Goodwin Ave., Suite 101, Victoria TX 77901 DESC: Identify tax reduction solutions with CPA/EA Manage firm Business Name: RONIN WEALTH LLC POS: Founder NOB: Going through this disclosure to submit the name of my tax entity and that is all. INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 104 START DATE: 04/19/2023 ADDRESS: 101 W. Goodwin Ave., Suite 101, Victoria TX 77904 DESC: Financial Planning
CRS (Client Relationship Summary) - RIA
Click below to view Jesse David Bayarena's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2023 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 101 W Goodwin Ave Suite 101, Victoria, TX 77901RIA
CRD#: 155193
Victoria, TX
Current
April 19, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 101 W Goodwin Ave Suite 101, Victoria, TX 77901BD
CRD#: 42046
Victoria, TX
Past
October 25, 2019 - April 24, 2023
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 25, 2019 - April 24, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
VICTORIA, TX
Past
December 19, 2008 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
VICTORIA, TX
Past
February 27, 2006 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
VICTORIA, TX
Past
January 3, 2005 - February 21, 2006
COMERICA SECURITIES
RIA
CRD#: 17079
IRVING, TX
Past
January 3, 2005 - February 21, 2006
COMERICA SECURITIES
BD
CRD#: 17079
IRVING, TX
Past
May 9, 2003 - November 10, 2004
TD AMERITRADE, INC.
RIA
CRD#: 7870
IRVING, TX
Past
May 31, 2002 - November 10, 2004
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
March 6, 2000 - March 21, 2002
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/19/2023)
RR
Illinois(4/19/2023)
RR
Kansas(4/19/2023)
RR
Massachusetts(4/19/2023)
RR
North Carolina(4/25/2023)
RR
Ohio(4/19/2023)
RR
Oklahoma(4/19/2023)
RR
Texas(4/19/2023)
IAR
Texas(4/19/2023)
RR
Wisconsin(3/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
