George W. Scheidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Walter Scheidt SR, who also goes by George Walter Scheidt Jr, George Walter Scheidt, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1969. George had worked at 11 firms and has passed the Series 63, SIE, Series 7, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2011 - July 15, 2015
AMERICAN INVESTORS COMPANY
January 25, 2007 - August 15, 2007
FIRST MONTAUK SECURITIES CORP.
November 1, 2000 - November 27, 2006
FSC SECURITIES CORPORATION
September 23, 1998 - August 10, 2000
IFMG SECURITIES, INC.
July 31, 1993 - November 14, 1996
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
June 26, 1974 - November 8, 1974
HAYDEN STONE INC.
March 5, 1974 - July 19, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
December 17, 1969 - April 2, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
AMERICAN INVESTORS COMPANY
CRD#: 38 / SEC#: 801-57838, 8-17613
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/16/1977
AMEX Put and Call ExamSeries 1
Date: 12/12/1969
Registered Representative ExaminationCurrent Firm
AMERICAN INVESTORS COMPANY
CRD#: 38 / SEC#: 801-57838, 8-17613
Contact information
SEC notice filing (12 States and Territories)
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 578,062,390 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
