AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MA

Michael V. Antley

ARGENT ADVISORS
Monroe, LA 71201
Some features on this profile are disabled
CRD#: 4128449
MA

Professional summary


Michael Vaughn Antley, CFP® is a registered financial advisor currently at ARGENT ADVISORS, INC. located in Monroe, Louisiana and HERITAGE CAPITAL MANAGEMENT, INC. located in Monroe, Louisiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RENTAL REAL ESTATE 2) Since 2006, owner/agent of Integrity Capital Research, LLC, a research based investment related entity, located at 712 Hodge Watson Road Calhoun, LA 71225. The firm provides in-depth research on Companies, Real Estate, Asset Classes, Mutual Funds, ETF's. Duties include detailed Investment Research/Asset Allocation. Approximately 12-20 hours per month is devoted to this entity. None of the time during security trading hours

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Vaughn Antley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2005

Experience


Current

April 16, 2012 - Present

ARGENT ADVISORS, INC.

Office #1: 1609 Stubbs Avenue, Monroe, LA 71201
RIA
CRD#: 112028
Monroe, LA
Current

September 6, 2012 - Present

HERITAGE CAPITAL MANAGEMENT, INC.

Office #1: 1609 Stubbs Ave, Monroe, LA 71201
RIA
CRD#: 117498
Monroe, LA
Past

February 1, 2012 - May 29, 2013

SECTOR CAPITAL MANAGEMENT, L.L.C.

RIA
CRD#: 106782
MONROE, LA
Past

December 15, 2010 - January 31, 2012

HERITAGE CAPITAL MANAGEMENT, INC.

RIA
CRD#: 117498
MONROE, LA
Past

August 31, 2006 - January 25, 2012

ARGENT ADVISORS, INC.

RIA
CRD#: 112028
MONROE, LA
Past

August 29, 2005 - April 19, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
MONROE, LA
Past

August 29, 2005 - August 15, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
MONROE, LA
Past

October 7, 2004 - August 26, 2005

SAMCO FINANCIAL SERVICES, INC.

BD
CRD#: 30108
PHOENIX, AZ
Past

March 8, 2000 - December 31, 2002

ARGENT INVESTMENT SERVICES, INC.

BD
CRD#: 25624
RUSTON, LA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARGENT ADVISORS, INC.
ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA
Registered Investment Advisory firm - (4/6/2001 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(4/16/2012)
IAR
Texas
(4/16/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 6/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


AA
ARGENT ADVISORS, INC.
ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA
Registered Investment Advisory firm - (4/6/2001 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1609 Stubbs Avenue, Monroe, LA 71201
Mailing Address
Phone number
(318) 324-8000
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management


Total Number of Accounts2,582
AUM (Assets Under Management)$ 1,461,903,002

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2025
Cover Page
01/27/2025
03/27/2024
02/23/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARGENT ADVISORS, INC.

CRD#: 112028Monroe, LA 71201

TRUST BUT VERIFY

Monitor Michael Antley

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


David Blair Thompson
David ThompsonAdvisorCheck Check Mark
SPARTA WEALTH PARTNERS
IAR
RR
CHARLOTTE, NC
James Ralph Parker
James ParkerAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Franklin, TN
Kevin Thomas Dunn
Kevin DunnAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Helena, MT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics