Lawrence C. Scheer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Carl Scheer, who also goes by Larry Scheer, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1973. Lawrence had worked at 16 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2008 - January 2, 2025
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
February 6, 2007 - January 9, 2008
POPULAR SECURITIES, LLC
December 18, 2006 - February 6, 2007
STERNE, AGEE & LEACH, INC.
June 9, 2005 - December 12, 2006
RYAN BECK & CO.
March 8, 2004 - March 28, 2005
CANTOR FITZGERALD & CO.
June 3, 1998 - January 5, 2004
ADVEST, INC.
July 18, 1997 - May 20, 1998
PNC CAPITAL MARKETS LLC
May 25, 1995 - November 11, 1996
FINANCIAL SQUARE PARTNERS
June 7, 1994 - May 1, 1995
GLICKENHAUS & CO.
November 17, 1987 - January 1, 1994
MORGAN STANLEY DW INC.
October 12, 1983 - October 10, 1987
TUCKER ANTHONY INCORPORATED
October 31, 1980 - June 17, 1981
MABON, NUGENT & CO.
April 5, 1977 - September 29, 1980
L. F. ROTHSCHILD & CO. INCORPORATED
November 11, 1976 - April 25, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
February 27, 1975 - April 8, 1976
ASIEL & CO. LLC
August 8, 1973 - November 17, 1974
ABRAHAM & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/6/1973
Registered Representative ExaminationCurrent Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
