Jeffrey S. Glassgold
Professional summary
Jeffrey Stephen Glassgold, who also goes by Jeff Glassgold, Jeffrey Glassgold, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in West Palm Beach, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Stephen Glassgold's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Stephen Glassgold's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2020 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 2130 Centrepark West Drive, West Palm Beach, FL 33409January 6, 2020 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 2130 Centrepark West Drive, West Palm Beach, FL 33409July 17, 2019 - December 5, 2019
PRUCO SECURITIES, LLC.
May 14, 2019 - December 5, 2019
PRUCO SECURITIES, LLC.
August 29, 2018 - August 30, 2018
CHURCHILL MANAGEMENT GROUP
June 19, 2012 - August 17, 2018
PNC WEALTH MANAGEMENT LLC
June 8, 2012 - August 17, 2018
PNC WEALTH MANAGEMENT LLC
July 29, 2011 - May 4, 2012
LEGEND ADVISORY, LLC
July 6, 2011 - May 4, 2012
LEGEND EQUITIES CORPORATION
April 14, 2011 - July 18, 2011
VALIC FINANCIAL ADVISORS, INC.
April 5, 2011 - July 18, 2011
VALIC FINANCIAL ADVISORS, INC.
September 16, 2009 - February 18, 2010
ATLAS ONE FINANCIAL GROUP, LLC
March 26, 2009 - September 9, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 29, 2009 - September 9, 2009
TD AMERITRADE, INC.
January 27, 2009 - September 9, 2009
TD AMERITRADE, INC.
August 13, 2007 - January 20, 2009
NFSG CORPORATION
August 10, 2007 - January 20, 2009
NEWBRIDGE SECURITIES CORPORATION
March 8, 2006 - August 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - August 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 14, 2005 - March 8, 2006
ADVEST, INC.
January 28, 2005 - March 8, 2006
ADVEST, INC.
October 20, 2004 - February 1, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - February 1, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 8, 2003 - October 20, 2004
QUICK & REILLY, INC.
March 31, 2003 - October 20, 2004
QUICK & REILLY, INC.
August 11, 2000 - March 26, 2003
MORGAN STANLEY DW INC.
August 10, 2000 - March 26, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2025)
(5/5/2025)
(1/27/2020)
(1/27/2020)
(4/9/2024)
(4/9/2024)
(6/27/2022)
(6/28/2022)
(9/23/2021)
(9/24/2021)
Exams
FINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
